Mitigate Litigation Risk through Smart Banking Information Technology—Boost Your Bottom Line (part 6 of 6)

Meet Compliance and Regulatory PoliciesMany financial services companies scramble to comply with new regulation, like SEC 17a-4c, and maintain compliance with legacy regulations, like Dodd-Frank Act, SOX, Know Your Customer (KYC) and other legislation as they grow. In addition, a changing corporate landscape can drive major efforts in IT governance. Flexible information management tools will […]